RIA-Broker/Dealer

Commonwealth Financial Network®

Our partnership with Commonwealth Financial Network, one of the nation’s largest privately-held Registered Investment Adviser – Broker/Dealers,1 provides us access to top tier specialists and resources:

  • Advanced planning professionals
  • Research analysts
  • Economic analysts
  • Compliance specialists
  • Planning tools
  • Technology suite
  • Community with other independent advisors
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Custodian

National Financial Services LLC (NFS)

National Financial Services LLC (NFS) is a Fidelity Investments company that processes tens of thousands of transactions for millions of investors every day. NFS is an industry leader and provides account custody services for our clients; including critical trade processing, clearance, client reporting, and related systems.

We can deliver substantial benefits from the important service relationship that Commonwealth maintains with NFS. Knowing that every investor’s account is serviced with the commitment and resources of an industry leader allows us to focus on what we do best: providing the personalized guidance and comprehensive planning and investment services you need to pursue your goals.

We support you. Commonwealth supports us.

Scale and Stability

Commonwealth has the scale, stability, and resources to help us deliver the solutions our clients need. With a staff of more than 770, Commonwealth helps approximately 2,000 independent advisers managing total client assets of over $242.9 billion.2

Independent, Like Us

Commonwealth is independently owned and managed, which means the firm can act in the best interests of its financial advisers and their clients—not shareholders. Our partnership with Commonwealth supports our commitment to remain free to act in your best interest, without any pressure to promote proprietary products or strategies.

Trusted & Committed

J.D. Power ranks Commonwealth Financial Network “#1 in Independent Advisor Satisfaction Among Financial Investment Firms, 11 Times in a Row.”3

Commonwealth’s commitment to service does not end with its advisors and their clients. For more than four decades, the firm has been dedicated to serving the communities where its employees and affiliated advisors work, live, and visit. Its charitable foundation, Commonwealth Cares, works to provide contributions of time, talent, and financial support to a wide range of philanthropic causes.

1As of 9/22, based on self-reported AUM data from 47 participating firms in the 2022 Financial-Planning.com IBD Elite Survey.
2As of 12/31/2022
3Commonwealth received the highest score among independent advisors in the J.D. Power 2010, 2012, 2013, 2014, and 2018–2024 U.S. Financial Advisor Satisfaction Studies. Presented on July 10, 2024, for January to May of 2024, it is based on responses from 4,072 advisors employed by or affiliated with the firms included in the study. Not indicative of the firm’s future performance. Your experience may vary. Study is independently conducted, and the participating firms do not pay to participate. Use of study results in promotional materials is subject to a license fee. Visit jdpower.com/awards for more details.